Compliance Monitoring & Oversight Officer

Join a global leader in financial services in their Guernsey office as a Compliance Monitoring and Oversight Officer, where you’ll play a key role in maintaining regulatory compliance and operational risk oversight within the Funds business.

This is a fantastic opportunity for a compliance professional to lead the Compliance Monitoring Programme (CMP) and provide critical assurance to the Board and senior leadership.

Responsibilities include:

• Implementing and maintaining the Compliance Monitoring Programme for the Funds business

• Managing and overseeing compliance registers, logs, and regulatory tasks

• Reviewing client files and interpreting regulatory rules to ensure firm-wide compliance

• Reporting findings and maintaining an action tracker to monitor progress

We’re seeking a candidate with at least 6 years of compliance experience, including 5 years in CMP testing within the Funds industry or a related environment. Strong report writing, organisational skills, and attention to detail are essential, alongside the ability to interpret complex regulatory requirements. Professional compliance qualifications are highly desirable.

Apply today with your latest CV or contact Marcel on 01481 714634 or email info @firstcall.co.gg to take the next step in your compliance career with a trusted and growing financial services provider.