Regulated Business Administrator

Ref: 41160_1599746557
Permanent, Full-time
Funds, Pensions, Trust & Corporate

Are you a client focused individual with a passion for handling regulatory and CDD matters who is keen to have a diverse role?

You will be joining a well respected Guernsey funds business who is looking to bring you onboard as a Regulated Business Administrator or at a Senior Administrator level depending on your experience.

Reporting to the Regulated Business Manager, you will be involved in pre client take on work relating to client due diligence and regulatory matters for both existing and new client relationships. You will get the chance to engage with various key business partners including the Compliance team, Co-Sec & Operational teams, banks & custodians along with the GFSC, law firms and various external business partners.

Responsibilities will include but not be limited to:

  • Effectively undertake regulated business tasks for clients including new investor application reviews, risk assessments, director appointments / resignations, due diligence requests, research and document recording
  • You’ll provide top quality assistance for clients with any questions and queries they may have, assisting with preparation of various GFSC reporting, notifications and submissions and assisting with the processing and maintenance of both client and investor data needed for FATCA / CRS reporting 
  • Liaise effectively with various teams within the business including the Co-Sec, Shareholder Services and Operational teams on due diligence reviews and requests and assisting with various tasks and processes relating to new business take-on
  • Accurately maintain client due diligence records, processing / maintenance as well as monitoring of regular PEPs / Sanctions reviews and undertaking any other duties as may be required

You’ll have a strong knowledge of the financial services sector, an inquisitive mind-set and be able to communicate effectively with both clients and colleagues.

If you’re a client focused individual with a passion for regulatory matters, get in touch with a copy of your CV today to find out more about the business and role or give Chris a call on 714634.

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