Senior Manager – Market Regulation

Ref: 40934_1590568974
Permanent, Full-time
Compliance & Risk

We have a brand new opportunity for a Senior Manager – Market Regulation with a a prestigious financial sector business in Guernsey.

Reporting to the Director & Head of Market Regulation, this senior level appointment will see you utilising your expansive financial services and regulatory environment experience to deliver all aspects of the firm’s market surveillance and monitoring and other critical areas.

Acting as Nominated Officer, you will also be ensuring that the business effectively combats financial crime and terrorist financing.

Responsibilities will include but not be limited to:

  • Delivery and development of policies, procedures, controls, trading and data services and other key matters
  • Investigating escalated rule breaches / potential breaches, performing external technical monitoring and analysis, managing and developing information / intelligence resources such as Bloomberg and PEP screening tools and supporting the delivery and development of Group Risk Management Framework and Group Risk Matrix reporting
  • Effectively supporting the coaching and development of the management team and staff, developing policies, procedures, controls and appropriate training when needed that combats financial crime and terrorist financing
  • Assisting with designing and implementing ongoing improvements to monitoring and and reporting tools and any any ad-hoc projects as requested by the Board

 You’ll have a relevant professional qualification and be someone who has a high level of accuracy & attention to detail.

On offer is a competitive remuneration and a vibrant medium sized office environment with colleagues who are engaged and aligned with the direction of the business.

Apply today with a current copy of your CV or give Marcel a call at 01481714634 to discuss further.


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